Legal Courses
Reg Against the Machine: Balancing Technological Innovation With AI Regulation in the Financial Services Industry
Provider
Practising Law Institute (PLI)
Course name
Reg Against the Machine: Balancing Technological Innovation With AI Regulation in the Financial Services Industry
Audience
Available to everyone
Family law ADR qualification course hours
0.00 - Mediation
0.00 - Arbitration
0.00 - Parenting Coordinator
0.00 - Family Violence
Delivery method
Webinar (live)
Description
Artificial intelligence (AI) has fundamentally changed the way we process information and can add considerable value when assessing operational functions and investment processes. And, while integration of these technologies into our financial systems has yielded significant benefits, the growing use of AI in the financial markets has raised unique challenges for market participants and regulators.
During this discussion, faculty will focus on the risks of AI use by broker dealers and investment advisers and the necessity to implement policies and procedures to guard against risks to ensure that customers and their information are protected.
The Briefing will focus on the following topics:
Introduction: What is AI? Application, Examples, and Benefits (5 minutes)
AI Use in the Financial Services Industry (15 minutes)
Recent Government Action Including Proposed Regulation and Enforcement (20 minutes)
Risks and Safeguarding Against AI Concerns (20 minutes)