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Using an agent for client verification

The following are resources that may be helpful in answering your enquiry. Please familiarize yourself with them before moving on.

In brief: Law Society Rule 3-104 permits you to use an agent to verify a client’s identity on your behalf when the client is inside Canada or outside of Canada. You and the agent must have an agreement or arrangement in writing. 

Key Resources

Rule - A lawyer’s firm, including lawyers or employees, may fulfill the lawyer’s responsibilities: Law Society Rule 3-99(3)

Rule - When verification is required and methods:  Law Society Rule 3-102

Rule - Using an agent to verify ID: Law Society Rule 3-104

Practice Resource - Learn more about using an agent to verify ID:  Client ID & Verification - FAQs

Practice Resource - Red Flags Quick Reference Guide

Practice Resource - Client Identification, Verification and Source of Money Checklist

Practice Resource - Client Identification and Verification - Top 10 tips

Additional Reading

Practice Resource - Anti-Money Laundering Measures Webinar 2024 at 1:23 and 1:49 in particular

Rule - Definitions of “financial transaction” and “money”: Law Society Rule 3-98

Rules - Exemptions to verification requirements:  Law Society Rules 3-99 and 3-101

Rule - Record keeping and retention:  Law Society Rule 3-107

Next Steps

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