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Security of records

The following are resources that may be helpful in answering your enquiry. Please familiarize yourself with them before moving on.

In brief: Lawyers are required to take reasonable security measures to protect their records against the risk of loss, destruction and unauthorized access, use, or disclosure.

Key Resources

Rules - Records: Law Society Rule 10-3.

Rules - Guidance on security of records and steps to take after a breach can be found in Law Society Rule 10-4.

More guidance on complying with Rule 10-4 can be found in the August 31, 2021 Disciplinary Advisory.

Additional Reading

Practice Resource - Closed Files: Retention and Disposition

Practice Resource - Closing a File: What Documents to Keep and For How Long.

Practice Resource - Ownership of Documents in a Client's File.

Next Steps

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